Benjamin Regalado Schottenfels

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 07/2019
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2020 → 07/2026
  Ally Invest Securities Llc
  Charlotte, NC
• 07/2019 → 06/2020
  Unemployed
  Charlotte, NC
• 11/2021 → 07/2026
  Ally Invest Advisors
  Charlotte, NC
• 08/2026 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 08/2026 → Present
  Empower Advisory Group
  Greenwood Village, CO

Previous Registrations

• 2021-11-03 → 2026-07-27
  Ally Invest Advisors
  Charlotte, NC
  Birmingham, MI
  Charlotte, NC
  Detroit, MI
  Detroit, MI
  Detroit, MI
• 2016-09-02 → 2019-07-25
  Vanguard Advisers, Inc.
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2021-08-25
• S63 Uniform Securities Agent State Law Examination
  2008-08-12

Designations

• Certified Financial Planner

Other Names

• Benjamin R Schottenfels