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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-08-17 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village | CO | 09/2013 | 10/2017 |
| Toews Corporation | Northfield | NJ | 10/2017 | 07/2021 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 11/2017 | 06/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 07/2021 | Present |
| Aag | Greenwood Village | CO | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-24 |
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