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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-08-17
  • CO RA
    APPROVED
    Since 2021-08-17

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 09/2013 10/2017
Toews Corporation Northfield NJ 10/2017 07/2021
Northern Lights Distributors, Llc Elkhorn NE 11/2017 06/2021
Gwfs Equities, Inc Greenwood Village CO 07/2021 Present
Aag Greenwood Village CO 07/2021 Present
  • 09/2013 → 10/2017
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 10/2017 → 07/2021
    Toews Corporation
    Northfield, NJ
  • 11/2017 → 06/2021
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 07/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 07/2021 → Present
    Aag
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-17
S63 Uniform Securities Agent State Law Examination 2009-01-24
  • S65 Uniform Investment Adviser Law Examination
    2017-10-17
  • S63 Uniform Securities Agent State Law Examination
    2009-01-24
Other Names
  • Paul Harlow Sammons

View on SEC IAPD

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