Michael Shannon Trent

Current Employers

Employment History

• 02/2006 → Present
  Retirement Specialist Inc.
  Clinton, SC
• 08/2012 → Present
  Beta - Blue Print
  Columbia, SC
• 02/2016 → 07/2018
  Horter Investment Management, Llc
  Cincinnati, OH
• 07/2018 → Present
  Trek Financial
  Scottsdale, AZ

Previous Registrations

• 2016-02-09 → 2018-07-25
  Horter Investment Management, Llc
  Columbia, SC
  Cincinnati, OH
  Clinton, SC
  Greenville, SC
• 2010-07-09 → 2016-02-03
  Regal Investment Advisors Llc
  Columbia, SC
  Kentwood, MI
• 2010-03-15 → 2010-07-09
  Rh Financial Group, Llc
  Columbia, SC
  Oak Brook, IL
• 2009-10-13 → 2010-03-31
  Results One Financial, Llc
  Columbia, SC
  Elmhurst, IL

Other Businesses

The Name of the other business:Beta-Blue Print Investment Related?: No Address of other business:220 Stone Bridge Drive Nature of other business:Software Your position:Co-Owner Start Date:06/2013 How many hours you devote to the other business per month:10 How many hours you devote to the other business during securities trading hours:0 Briefly describe your duties:Promote the use of software. The Name of the other business: Retirement Specialist Inc. Investment Related?:Yes Address of other business:113 Hickory Street Clinton, SC 29325 Nature of other business:I run my advisory and insurance business through this company Your position:Owner/President Start Date:07/2009 How many hours you devote to the other business per month:160 How many hours you devote to the other business during securities trading hours:160 Briefly describe your duties:Meet with clients and prospects and advise on Medicare options, Social Security planning, Retirement Income Planning, Annuity and Life Insurance planning and Investment Advisory Planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-12
• S63 Uniform Securities Agent State Law Examination
  2008-09-29