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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-09-27 |
Branch Locations
105 Market Cross Ct, Holly Springs, NC 27540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Holly Springs | NC | 09/2013 | Present |
1. 9/27/13-DBA ONLY/ASPECT FINANCIAL/5%/HOLLY SPRINGS, NC 2. 04/26/2016; Aspect Wealth Management; DBA for LPL Business (entity for LPL business); INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 01/01/2016; passive owner for succession purpose only; 0 HRS/MO; 0 HRS DURING SECS TRADING HOURS. 3. 03/28/2017; Acera Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Passive owner for succession purpose only - Started 02/01/2017 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-12 |
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