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Account
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12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-26 |
| CA | RA | APPROVED | 2017-09-19 |
Branch Locations
12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States
Woodstock, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kent Alexander - Self-Employed Caterer | Oakland | CA | 06/1989 | 04/2022 |
| American Investors Company | San Ramon | CA | 09/2012 | Present |
| Brady-Harbord-Payne Insurance Brokers | Oakland | CA | 09/2012 | Present |
| Kent Alexander - Self-Employed Artist | Orland Park | IL | 01/1989 | Present |
| Sentinel Underwriting Review | Southfield | MI | 04/2015 | 04/2022 |
| Lake Merritt Breakfast Club | Oakland | CA | 06/2016 | 06/2018 |
| American Investors Company | San Ramon | CA | 09/2017 | Present |
1) KENT ALEXANDER - ARTIST; NOT INVESTMENT-RELATED; 8118 FOREST VIEW DR, ORLAND PARK, IL 60462; CREATING AND PROMOTING ARTWORK - MY OWN; OWNER/ARTIST; START DATE 1/1989; APPROX. 5-10 HOURS/MONTH DEVOTED TO THIS BUSINESS; ZERO HOUR DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; CREATING ARTWORK, PROMOTING THAT ARTWORK THROUGH GALLERIES AND EXHIBITIONS. 2) BRADY, HARBORD, PAYNE INSURANCE BROKERS; NOT INVESTMENT-RELATED; 3608 GRAND AVE, OAKLAND, CA 94610; INSURANCE SERVICES; AGENT/BROKER; START DATE 9/1/2012; APPROX. 120 HOURS/MONTH DEVOTED TO THIS BUSINESS; 25-30 HOURS/WEEK DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS; SALES AND SERVICING OF AUTO, HOMEOWNERS AND COMMERCIAL INSURANCE COVERAGES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-18 |
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