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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-06-03 |
| TX | RA | APPROVED_RES | 2019-05-31 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2011 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 04/2011 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2019 | Present |
| S.C. Services, Llc | Peoria | AZ | 08/2020 | Present |
NAME OF BUSINESS: S.C. SERVICES, LLC NON-INVESTMENT RELATED: ADDRESS: PEORIA, AZ NATURE OF BUSINESS: GENERATOR UPGRADE SUPPLY & FORGE SKILLS POSITION: OWNER START DATE: 08/2020 APPROX. HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALE OF PORTABLE GENERATOR PARTS & MARKETPLACE FOR LEARNING VARIOUS SKILLS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-29 |
| S66 | Uniform Combined State Law Examination | 2008-09-26 |
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