Gregory M Turcotte

Employer firm

Alpha Financial Partners LLC CRD 306639

$460M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2020
  Ubs Financial Services Inc.
  Lexington, KY
• 01/2020 → Present
  Alpha Financial Partners Llc
  Lexington, KY
• 01/2020 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Lexington, KY

Previous Registrations

• 2015-09-30 → 2020-01-14
  Ubs Financial Services Inc.
  Lexington, KY
• 2013-09-12 → 2015-09-28
  Stratos Wealth Partners, Ltd
  Lexington, KY
• 2012-01-09 → 2013-09-12
  First Heartland Consultants, Inc.
  Lexington, KY
  Lexington, KY

Other Businesses

1) Gregory Turcotte is dually-registered with Alpha Financial Partners LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Turcotte has served as an investment advisor representative for Alpha Financial Partners LLC and an registered representative with PKS since 01/2020. Business is conducted from 710 E. Main Street, Suite 110 Lexington, KY 40502. Approximately 90% of Mr. Turcotte's time is for services as an investment advisor representative and the balance as a registered representative. 2) PKSF. Investment Related. 80 State St, Albany, NY 12207. Fixed/Traditional Insurance. Agent. Start 1/2020. 10hrs/mo, half an hour during trading hours. Sales of Fixed/Traditional Insurance Products. 3) Gilbert Bunnell Foundation. Not Investment Related. 3403 Kearney Road, Lexington KY 40511. Non Profit Organization. Board Member. Start 5/2020. 1 hour per month during trading. Sit on board to discuss ways to grow the foundation and help young people in Central Kentucky. 4) Refuge for Women Board. Non-Investment Related. 342 Walter Ave, Unit D, Lexington, KY 40504. Board Member. Start 1/2021. 2hrs/mo, during trading hours. Refuge for Women board. 5) Transylvania U. Pioneer Club Advisory Council. Non-Investment Related. 300 N. Broadway Lexington, Ky 40508. Alumni Athletic Board. President-Elect. 10/14/2022. Hrs/month 2 and 1 hour during trading hours. Help with the annual hall of fame dinner / discuss ways to engage former athletes from alma mater to remain involved with the university.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-11

Designations

• Certified Financial Planner

Other Names

• Gregory M Turcotte
• Gregory M Turcotte