William L. Brawley

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → Present
  Jpmorgan Chase Bank, N.A.
  Fort Worth, TX
• 11/2018 → Present
  J.P. Morgan Securities Llc
  Fort Worth, TX
• 08/2009 → 11/2018
  Ironplanet
  Fort Worth, TX

Other Businesses

Entity Name: Lake Elbert Investments, LLC. Investment related: Yes Address: 631 Winter Haven, FL Nature of the other business: Partial interest in a real estate venture owning a shopping center. Position/Title/Relationship: Investor Start Date: 11-May-2018 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-05
• S63 Uniform Securities Agent State Law Examination
  2019-03-09

Other Names

• William L Brawley