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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-07
CT RA APPROVED 2011-10-11
  • TX RA
    APPROVED_RES
    Since 2021-04-07
  • CT RA
    APPROVED
    Since 2011-10-11

Branch Locations

324 Franklin Avenue, Hartford, CT 06114 • United States

1039 Silas Deane Highway, Wethersfield, CT 06109 • United States

185 Asylum Street, Hartford, CT 06103 • United States

637 Main Street, Somers, CT 06071 • United States

2100 Poquonock Avenue, Poquonock, CT 06095 • United States

50 Freshwater Boulevard, Enfield, CT 06082 • United States

2 North Rd, East Windsor, CT 06088 • United States

1695 Ellington Rd, South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Investment Services Wethersfield CT 05/2007 Present
Lpl Financial Llc Canton CT 10/2011 Present
  • 05/2007 → Present
    Webster Investment Services
    Wethersfield, CT
  • 10/2011 → Present
    Canton, CT
Previous Registrations
  • 2008-11-20 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Torrington, CT
    Torrington, CT
    Litchfield, CT
    Canton, CT
    West Hartford, CT
    Winsted, CT
    West Hartford, CT
    Wethersfield, CT
    Wethersfield, CT
    East Haven, CT
    Branford, CT
    Old Lyme, CT
    Essex, CT
    Old Saybrook, CT
    Waterford, CT
Other Businesses

1. 10/21/2011- Investment products and services are offered through LPL Financial LLC using the DBA/trade name WEBSTER INVESTMENT SERVICES, INC. - Investment Related - At Reported Business Location(s) 2. 06/30/2016 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments * INV REL * AT REPORTED BUSINESS LOCATION(S) 3. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-03
S65 Uniform Investment Adviser Law Examination 2008-11-19
  • S63 Uniform Securities Agent State Law Examination
    2008-12-03
  • S65 Uniform Investment Adviser Law Examination
    2008-11-19

View on SEC IAPD

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