John Booren

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Lpl Financial Llc
  Greenwood Village, CO
• 06/2016 → 06/2020
  Prosperion Planning, Llc (Dba: Prosperion Financial Advisors)
  Greenwood Village, CO

Previous Registrations

• 2016-08-09 → 2020-07-29
  Prosperion Financial Advisors
  Greenwood Village, CO

Other Businesses

1. 4/25/2012: Prosperion Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/14/2016: No Business Name - Investment Related - Location Address: Online; Amazon - Other-Author - Started 06/01/2014 - 0 Hours Per Month - book author - Selling book on Amazon. 3. 10/08/2021 - Booren LLLP - Investment Related - Paradise Valley, AZ - Real Estate Rental - Start Date: 09/30/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Rental condo.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-30

Other Names

• John Michael Booren