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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2020-03-13
TX RA APPROVED_RES 2020-03-12
  • ND RA
    APPROVED
    Since 2020-03-13
  • TX RA
    APPROVED_RES
    Since 2020-03-12

Branch Locations

4445 2Nd Ave S Ste 1, Fargo, ND 58103 • United States

Fargo, ND • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Fargo ND 03/2011 03/2020
Ameriprise Financial Services Inc Fargo ND 03/2020 03/2020
Ameriprise Financial Services, Llc Fargo ND 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Dakota Group Wealth Management; Owner; Manage Ameriprise Business; 4445 2nd Ave S , Suite 1, Fargo, ND, 58103; Investment-Related; 12/28/2010; 0 hours per month; 0 during trading hours. Outside Employment; Dakota Group Wealth Management; Financial Advisor; Manage advisory business; 4445 2nd Ave S , Suite 1, Fargo, ND, 58103; Investment-Related; 03/11/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-23
  • S66 Uniform Combined State Law Examination
    2008-10-23
Other Names
  • Ashley Zahl Bergman

View on SEC IAPD

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