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Edward John Sempek

Orion Portfolio Solutions, LLC

Omaha, NE

CRD 5559497

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Employer firm

Orion Portfolio Solutions, LLC CRD 107975

$64.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • PORTFOLIO MANAGEMENT FOR EDUCATIONAL SAVINGS & ABLE PLANS

From the firm’s Form ADV. Read the guides:

Current Employers
Orion Portfolio Solutions, Llc

17605 Wright St, Omaha, NE 68130 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-01-19
  • NE RA
    APPROVED
    Since 2023-01-19

Branch Locations

17605 Wright St, Omaha, NE 68130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orion Portfolio Solutions, Llc Omaha NE 09/2019 Present
Orion Advisor Services, Llc Omaha NE 07/2008 09/2019
Previous Registrations
  • 2020-02-28 → 2023-01-06
    Orion Portfolio Solutions, Llc
    Omaha, NE
Other Businesses

the name - Creative Krumb LLC the address - 616 S 157th Avenue Circle, Omaha, NE 68118 position, title, or relationship with the other business - 49% Managing Member the approximate number of hours/month you devote to the other business - 15-20 hours duties - manage technology and accounting ot investment related ?the nature of the other business - bakery the start date - 3/23/2020 the number of hours you devote to the other business during securities trading hours - 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-28
  • S65 Uniform Investment Adviser Law Examination
    2020-02-28
Other Names
  • Eddie Sempek
  • Ed Sempek

View on SEC IAPD

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