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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-19 |
Branch Locations
300 West 6Th Street Suite 1900, Austin, TX 78701 • United States
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Suite G500, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-04 |
Branch Locations
4444 Westheimer Suite G500, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 10/2013 | Present |
| Us Capital Wealth Advisors | Houston | TX | 06/2021 | 06/2026 |
| Usca Asset Management Llc | Houston | TX | 10/2013 | Present |
| Arax Advisory Partners | Austin | TX | 06/2026 | Present |
1) HACIENDAS CZAR, LLC, NOT INVESTMENT RELATED, 111 PIN OAK DRIVE, BAYTOWN, TX 77520, AVOCADO PRODUCTION OPERATION, DIRECTOR/OFFICER, APPROX. 02/2015, 1-5 HOURS PER MONTH DEVOTED TO ACTIVITY, 0 HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS. 2) COTIJA AVOCADOS LLC, NOT INVESTMENT RELATED, 2356 COMMERCE STREET, HOUSTON, TX 77003, IMPORTATION, EXPORTATION, AND COMMERCIALIZATION OF FRESH AVOCADOS FROM MEXICO, CO-CEO AND CFO, 08/2020, 20 HOURS DEVOTED TO ACTIVITY, 0 HOURS DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS, CO-OWNER OF LLC. 4) USCA Asset Management LLC: Investment-related; Houston, TX; RIA; fund management support; director; 10/2013; 50 hrs/month; 30 hrs during trading hours; operational and investment due diligence
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 2013-03-01 |
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