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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-02 |
Branch Locations
80 Garden Ct Ste 250, Monterey, CA 93940 • United States
80 Garden Ct Ste 250, Monterey, CA 93940 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates Inc | Monterey | CA | 01/2008 | 06/2023 |
| Rand, Williams And Associates | Monterey | CA | 04/2009 | Present |
| Rand, Williams & Associates, Llc | Monterey | CA | 01/2012 | Present |
| Osaic Wealth, Inc | Monterey | CA | 06/2023 | 12/2025 |
| Lpl Financial Llc | Monterey | CA | 12/2025 | Present |
1. 11/2025 - Rand, Williams & Associates, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-22 |
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