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Christopher Deegan Vincent

LPl Financial LLC

Wilmington, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-21
DE RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2024-05-21
  • DE RA
    APPROVED
    Since 2011-01-03

Branch Locations

15 Middleton Dr., Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wilmington DE 01/2011 Present
Other Businesses

(1) 12/01/2010: RADNOR BENEFIT - NOT INV REL - TRAILS ONLY - NO TIME SPENT - EMPLOYEE BENEFITS CONSULTING FIRM. ONTINUE TO SEND HIM CHECKS REPRESENTING HIS AGREED SHARE OF COMMSSION ON THE EXISTING GROUP BENEFIT (2) 12/01/2010: COVENANT WEALTH STRATEGIES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-23
S63 Uniform Securities Agent State Law Examination 2008-12-11
  • S65 Uniform Investment Adviser Law Examination
    2009-09-23
  • S63 Uniform Securities Agent State Law Examination
    2008-12-11
Designations
Other Names
  • Christopher Deegam Vincent

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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