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1447 Trade Mart Blvd, Winston-Salem, NC 27127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-08-30 |
Branch Locations
1447 Trade Mart Blvd, Winston-Salem, NC 27127 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Semmax Financial Group | Winston Salem | NC | 03/2016 | Present |
Semmax, Inc.; Investment-Related; 1447 Trade Mart Boulevard, Winston-Salem, North Carolina 27127; Insurance Agency; March 7, 2016; approximately 40 hours per month; approximately 40 hours during securities trading hours; duties include understanding a client's financial picture, which means also discussing their risk management through products like life or long-term care insurance. These products may, when appropriate, be offered to meet the needs of the client as part of providing financial planning services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-20 |
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