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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-06 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Williamsville | NY | 07/2008 | 03/2017 |
| Massmutual Life Insurance Co | Amherst | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Amherst | NY | 03/2017 | Present |
(1)Name: KAFL Inv rel: Y Add: 300 Corporate Pkwy Suite 216N Buffalo NY 14226 Nature: Individual Life and Fixed Annuities Position: Sales Start date: 02/05/2019 No. HR/MO: 2 No. HR/MO during sec trading: 0 (2)Name: Michael Koziol Inv rel: Y Add: 6500 Sheridan Dr. Suite 300 Williamsville NY 14221 Nature: Life, Long Term Care, and Fixed Annuities Position: Financial Advisor Start date: 09/15/2020 No. HR/MO: 2 No. HR/MO during sec trading: 0 (3)Name: Michael Koziol Inv rel: Y Add: At Residential Address Nature: Rental Income; Investment Property Position: Owner Start date: 08/01/2021 No. HR/MO: 2 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-08-19 |
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