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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-20
  • SC RA
    APPROVED
    Since 2026-04-20

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

320 Broad St, Charleston, SC 29401 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-04-05
  • SC RA
    APPROVED
    Since 2018-04-05

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

Myrtle Beach, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2012 03/2018
Wells Fargo Clearing Services, Llc Charleston SC 03/2018 Present
Wells Fargo Advisors Financial Network Charleston SC 04/2026 Present
Previous Registrations
  • 2012-04-16 → 2018-03-23
    Pawleys Island, SC
    St Louis, MO
    Pawleys Island, SC
    Pawleys Island, SC
Other Businesses

SOLLECITO ADVANTAGE GROUP; NOT INV RELATED; MURRELLS INLET, SC; REAL ESTATE GROUP; DATA ENTRY; START DATE: 11/03/2025; 8 HRS PER MONTH; 0 HRS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-13
S63 Uniform Securities Agent State Law Examination 2006-03-20
  • S66 Uniform Combined State Law Examination
    2012-04-13
  • S63 Uniform Securities Agent State Law Examination
    2006-03-20
Other Names
  • Kristen Marie Wilson
  • Kristen Wilson Risher

View on SEC IAPD

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