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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-07-23 |
Branch Locations
625 Eden Park Drive Baldwin 200, Suite 500, Cincinnati, OH 45202 • United States
Fairfield, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Advisers, Inc. | Covington | KS | 03/2013 | 07/2018 |
| Tiaa | Cincinnati | OH | 07/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Cincinnati | OH | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-23 |
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