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Robert Francis Fisher

Tiaa-Cref Individual & Institutional Services, LLC

Cincinnati, OH

Fairfield, OH

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-07-23
  • OH RA
    APPROVED
    Since 2018-07-23

Branch Locations

625 Eden Park Drive Baldwin 200, Suite 500, Cincinnati, OH 45202 • United States

Fairfield, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Advisers, Inc. Covington KS 03/2013 07/2018
Tiaa Cincinnati OH 07/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Cincinnati OH 07/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-07
S63 Uniform Securities Agent State Law Examination 2012-07-23
  • S66 Uniform Combined State Law Examination
    2013-03-07
  • S63 Uniform Securities Agent State Law Examination
    2012-07-23
Other Names
  • Rob Fisher

View on SEC IAPD

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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
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