Stephen Randall Gibson

Current Employers

Employment History

• 08/2013 → 03/2017
  Jjb Hilliard Wl Lyons Llc
  Louisville, KY
• 03/2017 → 10/2022
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL
• 10/2022 → Present
  Guidance Capital, Inc.
  Louisville, KY
• 12/2022 → Present
  Private Client Services, Llc
  Louisville, KY
• 10/2022 → Present
  Dynamic Market Advantage, Llc
  Louisville, KY
• 03/2017 → 10/2022
  Money Concepts Advisory Service
  Louisville, KY
• 01/2023 → Present
  Dmlo Wealth Planning, Llc
  Louisville, KY

Previous Registrations

• 2017-03-24 → 2022-12-15
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Louisville, KY
• 2013-12-12 → 2017-03-28
  J.J.B. Hilliard, W.L. Lyons, Llc
  Louisville, KY

Other Businesses

1) Dynamic Market Advantage, LLC. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. Investment Management for separately managed accounts. Marketing and portfolio structure. 8 hrs/mo; 2 during trading hrs. 2) Access Justice. 521 N 26th St, Louisville, KY 40212. Charity that provides pro bono legal work. Duties include attending monthly meetings and vote on certain topics as they arise. 1 hr/mo; 0 during trading hrs. 3) Ford Family Fhilanthropic. 2210 Tremont Road, Upper Arlington, OH 43221. Distributing money to other 501(c)(3) charities and for various causes around the Louisville and Columbus area. Duties include attending annual meetings and vote on certain topics as they arise. 1 hr/mo; 0 during trading hrs. 4) Ford Family Foundation, Inc. 2210 Tremont Road, Upper Arlington, OH 43221. Determining which 501(c)(3) charities to fund for various efforts or projects. Duties include attending annual meetings and vote on certain topics as they arise. 1 hr/mo; 0 during trading hrs. 5) Guidance Capital, Inc. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. Managing Partner & Treasurer. 240 hrs/mo; 7 during trading hrs. 6) Oldham County Community Foundation. 325 W Main St, #1110, Louisville, KY 40202. Raising money for other 501 (c)(3) charity organizations in Oldham County. Duties include attending annual meetings and vote on certain topics as they arise. 1 hr/mo; 0 during trading hrs. 7) Prospect/Goshen Rotary Club. 6807 Foxcroft Rd, Prospect, KY 40059. Helping decide certain programs and activities for the non-profit. Duties include attending annual meetings and vote on certain topics as they arise. 2 hrs/mo; 0 during trading hrs. 8) WHLouisville, Inc. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. Raising money and distributing money to other 501(c)(3) charities and for various causes around the Louisville area. Duties include attending annual meetings and vote on certain topics as they arise. 1 hr/mo; 0 during trading hrs. 9) DMLO Wealth Planning. 2020 High Wickham Place, Suite 200, Louisville, KY 40245. Director, financial advisor, and chief compliance officer. 20 hrs/mo; 10 during trading hrs. 10) Guidance Consulting, LLC. 200 Wickham Place, Ste 200, Louisville, KY 40245. Consulting for financial planning with regards to DMLO Wealth Planning, LLC. Will conduct financial planning and investment management services for clients of DMLO Wealth Planning, LLC. 11) Greater Louisville & LaGrange Baptist Health Foundation. 4007 Kresge Way, Louisville, KY 40207. A foundation for the Louisville & Lagrange hospitals to help distribute funds to the hospitals and hospitals employees & parents in need. Board member. 1 hr/mo; 1 during trading hrs. 12) Top Shelf Brands, LLC. 1761 Frankfort Avenue, Louisville, KY 40206. A holding company for a bar and restaurant. Silent partner/member. 2 hrs/mo; 0 during trading hrs. Not investment related. 13) Greater Louisville & LaGrange Baptist Health Foundation. 4007 Kresge Way, Louisvilel KY 40207. A foundation for the Louisville and Lagrange Hospitals to help distribute funds to the hospitals and hospitals employees & patients in need. Board Member. 1 hr/mo; 1 during trading hrs. Not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-11

Other Names

• Stephen R Gibson
• Stephen Randall Gibson