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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-15
TX RA APPROVED 2010-03-16
CT RA APPROVED 2010-03-10
  • PA RA
    APPROVED
    Since 2010-06-15
  • TX RA
    APPROVED
    Since 2010-03-16
  • CT RA
    APPROVED
    Since 2010-03-10

Branch Locations

417 Lackawanna Ave, Scranton, PA 18503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc. Scranton PA 06/2008 Present
Bank Of America, N.A. Scranton PA 03/2012 Present
  • 06/2008 → Present
    Merrill Lynch Pierce, Fenner & Smith, Inc.
    Scranton, PA
  • 03/2012 → Present
    Bank Of America, N.A.
    Scranton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-01
  • S66 Uniform Combined State Law Examination
    2010-03-01
Other Names
  • Stacy L Erickson

View on SEC IAPD

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