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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-11-04
TX RA APPROVED 2022-11-04
  • MN RA
    APPROVED
    Since 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-04

Branch Locations

100 West College Dr. Suite 103, Marshall, MN 56258 • United States

4470 Erin Dr Ste 102, Eagan, MN 55122 • United States

Apple Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Oakdale MN 04/2014 11/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 11/2022
Ameriprise Financial Services, Llc Marshall MN 11/2022 Present
  • 04/2014 → 11/2022
    Fidelity Brokerage Services Llc
    Oakdale, MN
  • 07/2018 → 11/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 11/2022 → Present
    Marshall, MN
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 3781 Grey Dove Lane, , Eagan, MN, 55122; Not Investment-Related; 07/01/2017 / Lot/Land; Lot 3 Block 8 Rainmakers U-2, , Alto, NM, 88312; Not Investment-Related; 01/15/2006. Board of Directors; Eastview Hockey Association; EVHA Treasurer; 5995 149th St W #105, , Apple Valley, MN, 55124-3325; Not Investment-Related; 04/30/2025; 10 to 19 hours per month; 1 to 9 during trading hours / Eastview Athletic Association Football; Treasurer; PO Box 240392 , , Apple Valley, MN, 55124; Not Investment-Related; 04/11/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-03
S63 Uniform Securities Agent State Law Examination 2008-09-09
  • S66 Uniform Combined State Law Examination
    2014-05-03
  • S63 Uniform Securities Agent State Law Examination
    2008-09-09
Designations
Other Names
  • Aaron J Fritz
  • Aaron Fritz

View on SEC IAPD

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