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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | MN | 10/1996 | Present |
| Northwestern Mutual Investment Services, Llc | Eagan | MN | 11/1996 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2010 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. OWNER, TODD BOCK AGENCY (SALE & SERVICE OF NON-NM INSURANCE PRODUCTS), 203 JEWETT ST, MARSHALL, MINNESOTA, 56258, UNITED STATES OF AMERICA, OTHER NAME, START DATE: 1/1/2000, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, COMMISSION FROM INSURANCE SALES: HEALTH, GROUP LIFE, DENTAL, GROUP LTD. 3. PRESIDENT, HOLY REDEEMER FOUNDATION, 503 WEST LYON ST., MARSHALL, , MINNESOTA, 56258, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/05/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESIDENT, NOT INVESTMENT RELATED 4. BE ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/05/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. BOCKER, LLC, LEGAL ENTITY, START DATE: 02/05/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-31 |
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