Best Investors Account Sign in

Samuel J Warner

LPl Enterprise, LLC

Perrysburg, OH

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

28300 Kensington Lane Suite 300, Perrysburg, OH 43551 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Maumee OH 06/2008 04/2022
Prudential Insurance Company Of America Maumee OH 06/2008 04/2022
Pruco Securities Llc Perrysburg OH 04/2022 11/2024
Prudential Insurance Company Of America Perrysburg OH 04/2022 Present
Lpl Enterprise, Llc Perrysburg OH 11/2024 Present
  • 06/2008 → 04/2022
    Pruco Securities, Llc.
    Maumee, OH
  • 06/2008 → 04/2022
    Prudential Insurance Company Of America
    Maumee, OH
  • 04/2022 → 11/2024
    Pruco Securities Llc
    Perrysburg, OH
  • 04/2022 → Present
    Prudential Insurance Company Of America
    Perrysburg, OH
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Perrysburg, OH
Previous Registrations

View on SEC IAPD

Other Firms

MORGAN STANLEY
TRANSAMERICA FINANCIAL ADVISORS, LLC
CHARLES SCHWAB & CO., INC.
FIFTH THIRD SECURITIES, INC.
HUGHES FINANCIAL GROUP, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC

Other Investors

SHAWNA F BUMPUS
Beth Anne Kerekes
TERESA M EMCH
ROBERT MATHESON FOX
KRISTINA LEE NEWMAN
DAVID LEE FRALEY
Jay D Snell
RENEE ELIZABETH MASSERANT

Other Offices

MORGAN STANLEY · Perrysburg, OH
TRANSAMERICA FINANCIAL ADVISORS, LLC · PERRYSBURG, OH
CHARLES SCHWAB & CO., INC. · Perrysburg, OH
FIFTH THIRD SECURITIES, INC. · PERRYSBURG, OH
HUGHES FINANCIAL GROUP, LLC · PERRYSBURG, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Perrysburg, OH
EDWARD JONES · PERRYSBURG, OH
CETERA INVESTMENT ADVISERS LLC · Perrysburg, OH

More in Perrysburg, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor