Best Investors Account Sign in

Marc Ryan Rupnow

Charles Schwab & Co., Inc.

Phoenix, AZ

La Mesa, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-05
  • CA RA
    APPROVED
    Since 2022-10-05

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

La Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Institutional San Diego CA 07/2012 12/2023
Bali Hai Restaurant San Diego CA 05/2010 08/2020
Charles Schwab & Co., Inc. La Mesa CA 10/2022 Present
  • 07/2012 → 12/2023
    Td Ameritrade Institutional
    San Diego, CA
  • 05/2010 → 08/2020
    Bali Hai Restaurant
    San Diego, CA
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    La Mesa, CA
Previous Registrations
  • 2015-03-19 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
    Omaha, NE
  • 2015-03-19 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-18
  • S66 Uniform Combined State Law Examination
    2015-03-18

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor