Carlos Eduardo Rosales Vasquez

Current Employers

Employment History

• 11/2005 → 12/2024
  Wells Fargo Bank
  La Puente, CA
• 09/2000 → Present
  Cal Poly Pomona
  Pomona, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  La Puente, CA
• 11/2016 → 12/2024
  Wells Fargo Clearing Services, Llc
  La Puente, CA
• 12/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, CA
• 09/2024 → Present
  Anteater Group
  West Covina, CA

Previous Registrations

• 2011-01-03 → 2024-09-26
  Wells Fargo Clearing Services, Llc
  La Puente, CA
  Pasadena, CA
  El Monte, CA
  Los Angeles, CA
  El Segundo, CA
  Los Angeles, CA
  Long Beach, CA
  El Monte, CA
  Pasadena, CA
  West Covina, CA
• 2006-01-30 → 2011-01-03
  Wells Fargo Investments, Llc
  West Covina, CA
  La Puente, CA
  La Puente, CA
  Los Angeles, CA
  El Monte, CA

Other Businesses

I*: 2144258Entity Type: Rental PropertyName of OBA: Rental Property 1Address: Pomona, California, 91767Investment Related: NoPosition, Title, Association: sole ownerEmployee Start Date: 01-Aug-2017No Hours: 1hr/moNo Hours during trading:0Duties: sole owner of rental property I*: 2143258Entity Type: CharitableName of OBA: El Nido Family CentersAddress: Los Angeles, California 90020Investment Related: NoPosition, Title, Association: Board Member, OtherEmployee Start Date: 01-Jun-2013No Hours: 2hrs mthlyNo Hours during trading: 2 hrs mthlyDuties: Secretary for the board of directors. Overseeing the work of the CEO I*: 2143259Entity Type: Name of OBA: Palomares Walk HOAAddress: Pomona, California 91767Investment Related: NoPosition, Title, Association: President Employee Start Date: 08/01/2007No Hours: 4hrs annuallyNo Hours during trading:0Duties: I started serving on the board in 2007 when I bought the house and lived in it. It became a rental when i moved to West Covina and started renting that house. As the board president I preside over our small HOA meetings. We have a small group of like 28 houses. I oversee complaints that are submitted and approve with my vice president request for painting, additions, etc. In addition we approve changes to the servicers that provide maintenance to our HOA. Most of the responsibilities though are handled by hm which is the company we hired to oversee everything. I*: 2144260Entity Type: Name of OBA: Anteater Home SolutionsAddress: West Covina, California, 91791Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 08/01/2024No Hours: 2hrs wklyNo Hours during trading:0Duties: Owner of Anteater home Solutions. Enrolling people with cable television or home internet providers.I*: 2144259Entity Type: Business or Industry OrganizationName of OBA: NAHREP LA San GabrielAddress: San Diego, CA 92108Investment Related: NoPosition, Title, Association: Board Member, OfficerEmployee Start Date: 11/01/2022Number of Hours: 1 hr mthlyNumber of Hours during trading: 1 hr mthlyDuties: Nahrep organization - National Association of Hispanic Real Estate Professionals. In this role I have no government affiliation.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-27

Other Names

• Carlos Eduardo Rosales Vasquez
• Carlos E Rosales
• Carlos Eduardo Rosales