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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-11-19
NC RA APPROVED 2010-10-04
  • TX RA
    APPROVED
    Since 2010-11-19
  • NC RA
    APPROVED
    Since 2010-10-04

Branch Locations

1414 Raleigh Rd, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cary NC 07/2010 Present
Bank Of America, N.A. Farmington Hills MI 11/2010 Present
Other Businesses

1.FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: LAHIRI ASSOCIATES LLC 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: CARY, NORTH CAROLINA 27518 5.NATURE OF BUSINESS: LLC, 7.POSITION, TITLE, ASSOCIATION: OWNER, 8.START DATE OF RELATIONSHIP: 10/1/2003 9.NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: LLC TO HOLD RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
  • S66 Uniform Combined State Law Examination
    2010-10-01

View on SEC IAPD

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