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Derek Cody Smith

Truist Advisory Services, Inc.

Washington, DC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2016-10-07
  • DC RA
    APPROVED
    Since 2016-10-07

Branch Locations

1445 New York Ave, Nw Fl 4, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 10/2012 Present
Suntrust Bank Besthesda MD 10/2012 Present
Suntrust Advisory Services Atlanta GA 09/2016 Present
  • 10/2012 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 10/2012 → Present
    Suntrust Bank
    Besthesda, MD
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
  • 2011-08-19 → 2012-11-05
    Capital One Financial Advisors Llc
    Melville, NY
  • 2010-04-22 → 2011-08-15
    Signator Investors, Inc.
    Vienna, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-24
  • S66 Uniform Combined State Law Examination
    2010-02-24
Designations
Other Names
  • Derek Cody Smith

View on SEC IAPD

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AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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