Michael S Guerrero

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-07
NJ	RA	APPROVED	2017-09-21

TX RA
APPROVED_RES

Since 2018-12-07
NJ RA
APPROVED

Since 2017-09-21

Branch Locations

1715 Highway 35 Suite 106, Middletown, NJ 07748-1633 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bentley Univeristy	Waltham	MA	08/2009	Present

08/2009 → Present

Bentley Univeristy

Waltham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-10

S66 Uniform Combined State Law Examination

2012-11-10

Designations

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WORLD INVESTMENT ADVISORS, LLC

KESTRA ADVISORY SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

J.P. MORGAN SECURITIES LLC

Other Investors

EUGENE MICHAEL GIORDANO

PETER LAWRENCE GRAHAM

VINCENT PHILIP PASSARIELLO

FRANK PAUL HELLRIEGEL

CHRISTOPHER R. CAMBURN

PHYLLIS ANN BONGIORNO

Other Offices

LPL FINANCIAL LLC · MIDDLETOWN, NJ

CETERA INVESTMENT ADVISERS LLC · MIDDLETOWN, NJ

WELLS FARGO CLEARING SERVICES, LLC · MIDDLETOWN, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MIDDLETOWN, NJ

LPL FINANCIAL LLC · MIDDLETOWN, NJ

WORLD INVESTMENT ADVISORS, LLC · RED BANK, NJ

KESTRA ADVISORY SERVICES, LLC · MIDDLETOWN, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Middletown, NJ

More in Middletown, NJ

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