Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-02-02 |
Branch Locations
8 Tindall Road, Middletown, NJ 07748 • United States
200 Atlantic Ave Ste R2, Manasquan, NJ 08736 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Middletown | NJ | 05/2003 | Present |
1. 5/18/2011 - NAVESINK WEALTH MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 10/21/2013: NON-VARIABLE INSURANCE - SERVICING FIXED CONTRACTS BROUGHT IN BY AL BROWN 3N1C WITH COMPANIES EQUITRUST, OM FINANCIAL, AMERICAN EQUITY, AMERUS. ALSO, TRANSACT NEW BUSINESS ON LIFE, DISABILITY, LONG TERM CARE, AND FIXED ANNUITIES. - TIME SPENT 5% - MIDDLETOWN, NJ.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-27 |
Reach out to this advisor