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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-02-15 |
Branch Locations
950 Essington Road Suite 2A, Joliet, IL 60435 • United States
721 Bedford Rd, Morris, IL 60450 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Morris | IL | 12/2013 | 02/2022 |
| First Midwest Bank | Morris | IL | 12/2013 | 02/2022 |
| Commonwealth Financial Network | Waltham | MA | 02/2022 | Present |
| Pursuit Wealth Group | Morris | IL | 02/2022 | Present |
1. Fixed insurance sales; as of 01/06/2022; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Pursuit Wealth Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/11/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Compass Tax Advisors, LLC; an entity providing tax preparation; Located at 950 Essington Road, Suite 2B, Joliet, IL 60435; as of 06/01/2024; Less than 1% of time spent during business hours; Not Conducted at branch location; Not Investment related. 4. Co-Owner, RRAM Holdings, LLC; an entity created for the purpose of buying and managing commercial real estate at 721 Bedford Road, Morris, IL 60450, as of 04/18/2025; 0% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-28 |
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