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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-15
  • IL RA
    APPROVED
    Since 2022-02-15

Branch Locations

950 Essington Road Suite 2A, Joliet, IL 60435 • United States

721 Bedford Rd, Morris, IL 60450 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Morris IL 12/2013 02/2022
First Midwest Bank Morris IL 12/2013 02/2022
Commonwealth Financial Network Waltham MA 02/2022 Present
Pursuit Wealth Group Morris IL 02/2022 Present
Previous Registrations
  • 2013-12-09 → 2022-03-08
    Plainfield, IL
    Seneca, IL
    Morris, IL
    Plainfield, IL
    Morris, IL
    Plainfield, IL
    Serena, IL
    Sandwich, IL
    Leland, IL
    Coal City, IL
    Gardner, IL
    Minooka, IL
    Shorewood, IL
    Sandwich, IL
  • 2011-02-11 → 2013-11-26
    Cetera Wealth Services, Llc
    Sewickley, PA
    Marseilles, IL
  • 2008-09-10 → 2011-02-14
    Mc Murray, PA
    St Louis, MO
    Washington, PA
    Washington, PA
Other Businesses

1. Fixed insurance sales; as of 01/06/2022; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Pursuit Wealth Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/11/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Compass Tax Advisors, LLC; an entity providing tax preparation; Located at 950 Essington Road, Suite 2B, Joliet, IL 60435; as of 06/01/2024; Less than 1% of time spent during business hours; Not Conducted at branch location; Not Investment related. 4. Co-Owner, RRAM Holdings, LLC; an entity created for the purpose of buying and managing commercial real estate at 721 Bedford Road, Morris, IL 60450, as of 04/18/2025; 0% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2008-08-28
Other Names
  • Adam Provance

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