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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-05-01
  • MO RA
    APPROVED
    Since 2023-05-01

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wamhoff Financial Planning Hazelwood MO 11/2005 02/2019
Fyra Capital Management St Charles MO 02/2019 05/2022
Ae Financial Services, Llc Topeka KS 08/2021 05/2022
Calton & Associates Tampla FL 08/2016 07/2021
Wells Fargo Clearing Services Saint Louis MO 04/2023 Present
Us Tech Solutions Saint Louis MO 04/2023 05/2024
Unemployed St. Charles MO 05/2022 Present
  • 11/2005 → 02/2019
    Wamhoff Financial Planning
    Hazelwood, MO
  • 02/2019 → 05/2022
    St Charles, MO
  • 08/2021 → 05/2022
    Ae Financial Services, Llc
    Topeka, KS
  • 08/2016 → 07/2021
    Calton & Associates
    Tampla, FL
  • 04/2023 → Present
    Wells Fargo Clearing Services
    Saint Louis, MO
  • 04/2023 → 05/2024
    Us Tech Solutions
    Saint Louis, MO
  • 05/2022 → Present
    Unemployed
    St. Charles, MO
Previous Registrations
  • 2021-08-26 → 2022-05-19
    St Charles, MO
    St. Charles, MO
  • 2016-07-12 → 2021-08-25
    Saint Charles, MO
  • 2009-01-23 → 2016-07-12
    Vsr Financial Services, Inc.
    Overland Park, KS
    Saint Charles, MO
    Worden, IL
Other Businesses

RENTAL PROPERTY; INV RELATED; LAKE ST LOUIS, MO; 100% OWNERSHIP; START 10/02/2020; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-22
  • S66 Uniform Combined State Law Examination
    2009-01-22
Other Names
  • Peggy Ann Aubuchon
  • Peggy A Knobbe

View on SEC IAPD

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