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Breanna May Stott

Finwell, Inc.

Nashville, TN

Brentwood, TN

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Current Employers
Finwell, Inc.

Brentwood, TN • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TN RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2023-08-30
NC RA APPROVED 2021-04-19
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TN RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2023-08-30
  • NC RA
    APPROVED
    Since 2021-04-19

Branch Locations

209 Manchester Avenue, Nashville, TN 37206 • United States

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Beverly Hills CA 06/2015 08/2017
Finwell, Inc. Encino CA 02/2017 12/2018
Finwell, Inc Nashville TN 01/2019 Present
First Citizens Bank Raleigh NC 11/2018 07/2020
First Citizens Investor Services Raleigh NC 01/2019 07/2020
Self Employed Encino CA 08/2017 12/2018
Finwell, Inc. Nashville TN 08/2020 Present
Mischief, Llc Nashville TN 07/2024 Present
  • 06/2015 → 08/2017
    Mufg Union Bank
    Beverly Hills, CA
  • 02/2017 → 12/2018
    Encino, CA
  • 01/2019 → Present
    Nashville, TN
  • 11/2018 → 07/2020
    First Citizens Bank
    Raleigh, NC
  • 01/2019 → 07/2020
    First Citizens Investor Services
    Raleigh, NC
  • 08/2017 → 12/2018
    Self Employed
    Encino, CA
  • 08/2020 → Present
    Nashville, TN
  • 07/2024 → Present
    Mischief, Llc
    Nashville, TN
Previous Registrations
Other Businesses

Mischief LLC is a new Venture Fund. Mischief Ventures is planning to raise capital to invest in early to late stage female founded or focused start-ups. The business formation was 6/2024 for personal investments only as a holding company. Breanna has applied to a program that may help her raise capital to start using this entity for business purposes. Breanna works up to 4 hours per month on this entity. These hours are not typically spent during trading hours. Breanna is responsible for managing the LLC, raising capital and deploying the capital.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-08
  • S66 Uniform Combined State Law Examination
    2008-08-08
Designations
Other Names
  • B Stott

View on SEC IAPD

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