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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-03-07 |
| FL | RA | APPROVED | 2023-01-18 |
| RI | RA | APPROVED | 2022-03-10 |
| TX | RA | APPROVED | 2022-03-10 |
Branch Locations
117 Metro Center Blvd Ste 2004, Warwick, RI 02886 • United States
158 Main St Suite 1, Putnam, CT 06260-1964 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Tampa | FL | 03/2020 | 10/2021 |
| Avatar Insurance | Tampa | FL | 12/2019 | 03/2020 |
| Unemployed | Tampa | FL | 07/2019 | 12/2019 |
| Ymca | Norfolk | VA | 02/2017 | 07/2019 |
| Adp | Norfolk | VA | 11/2017 | 02/2019 |
| Jke Associates, Inc | Tampa | FL | 12/2009 | 01/2018 |
| Ameriprise Financial Services Inc | Warwick | RI | 01/2022 | 01/2022 |
| Ameriprise Financial Services, Llc | Warwick | RI | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Warwick | RI | 01/2022 | Present |
Outside Employment; SNE Operations LLC; AFA - associate financial advisor; ; 117 Metro Center BLVD Suite 204, , Warwick, RI, 2886; Investment-Related; 01/12/2022; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-21 |
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