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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-05 |
| NC | RA | APPROVED | 2024-04-05 |
| NE | RA | APPROVED | 2024-02-16 |
| GA | RA | APPROVED | 2024-02-14 |
Branch Locations
4605 Village Center Dr., Palm Harbor, FL 34685 • United States
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Financial Services, Inc. | Bellevue | WA | 05/2015 | 11/2018 |
| Signator Investors, Inc. | Tampa | FL | 12/2015 | 11/2018 |
| Royal Alliance Associates, Inc. | Palm Harbor | FL | 11/2018 | Present |
| Innovation Partners Llc | Charlotte | NC | 02/2024 | Present |
| Ip Financial Advisory Services Llc | Charlotte | NC | 02/2024 | Present |
1) SOUTHERN FINANCIAL WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/25/2008 ADDRESS: 4605 Village Center Drive, Palm Harbor FL 34685, United States DESCRIPTION: Full service financial advisor___ 2) RWA FINANCIAL & INSURANCE SOLUTIONS POSITION: President - NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 06/01/2008 ADDRESS: 1889 Cameron Ct, Trinity FL 34655, United States DESCRIPTION: Agent writing fixed insurance products including health, title, college plans, long term disability, Medicare supplements, etc.___ 3) Innovation Partners LLC. 02/2024. Registered Representative___ 4) IP Financial Advisory Services LLC. 02/2024. Investment Advisor Representative___ 5) American Retirement Institute & Adult Financial Education Services 2615 George Busbee Parkway Kennesaw GA 30144; Financial and Educational Retirement Instructor; 10 hours a year. No working hours during firm's business hours 6) Name of Business: Southern Estate Planning Docs Investment-Related Nature: No Address of the Other Business: Palm Harbor, FL 34685 Nature of the Other Business: Provide document software to consumers. Position, Title, or Relationship: Owner Start Date of the Relationship: 10/2025 An estimate of the time spent on the OBA monthly: 20 hrs/mo
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-09 |
| S65 | Uniform Investment Adviser Law Examination | 2008-07-28 |
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