Best Investors Account Sign in
Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-05
NC RA APPROVED 2024-04-05
NE RA APPROVED 2024-02-16
GA RA APPROVED 2024-02-14
  • FL RA
    APPROVED
    Since 2024-04-05
  • NC RA
    APPROVED
    Since 2024-04-05
  • NE RA
    APPROVED
    Since 2024-02-16
  • GA RA
    APPROVED
    Since 2024-02-14

Branch Locations

4605 Village Center Dr., Palm Harbor, FL 34685 • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Financial Services, Inc. Bellevue WA 05/2015 11/2018
Signator Investors, Inc. Tampa FL 12/2015 11/2018
Royal Alliance Associates, Inc. Palm Harbor FL 11/2018 Present
Innovation Partners Llc Charlotte NC 02/2024 Present
Ip Financial Advisory Services Llc Charlotte NC 02/2024 Present
  • 05/2015 → 11/2018
    Signator Financial Services, Inc.
    Bellevue, WA
  • 12/2015 → 11/2018
    Signator Investors, Inc.
    Tampa, FL
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Palm Harbor, FL
  • 02/2024 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 02/2024 → Present
    Charlotte, NC
Previous Registrations
  • 2018-11-02 → 2024-03-05
    Palm Harbor, FL
    Inverness, FL
  • 2015-12-28 → 2018-11-02
    Signator Investors, Inc.
    Palm Harbor, FL
  • 2015-05-08 → 2015-12-28
    Signator Financial Services, Inc.
    Tampa, FL
    Blue Ridge, GA
  • 2011-11-07 → 2015-05-14
    Clearwater, FL
  • 2011-10-24 → 2015-05-11
    Fsc Securities Corporation
    Clearwater, FL
  • 2011-07-26 → 2011-09-13
    Morgan Keegan & Company, Llc
    Tampa, FL
  • 2008-11-21 → 2011-07-22
    Clearwater, FL
  • 2008-07-31 → 2008-12-11
    First Command Brokerage Services, Inc.
    Tampa, FL
    Palm Harbor, FL
    Tampa, FL
Other Businesses

1) SOUTHERN FINANCIAL WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/25/2008 ADDRESS: 4605 Village Center Drive, Palm Harbor FL 34685, United States DESCRIPTION: Full service financial advisor___ 2) RWA FINANCIAL & INSURANCE SOLUTIONS POSITION: President - NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 06/01/2008 ADDRESS: 1889 Cameron Ct, Trinity FL 34655, United States DESCRIPTION: Agent writing fixed insurance products including health, title, college plans, long term disability, Medicare supplements, etc.___ 3) Innovation Partners LLC. 02/2024. Registered Representative___ 4) IP Financial Advisory Services LLC. 02/2024. Investment Advisor Representative___ 5) American Retirement Institute & Adult Financial Education Services 2615 George Busbee Parkway Kennesaw GA 30144; Financial and Educational Retirement Instructor; 10 hours a year. No working hours during firm's business hours 6) Name of Business: Southern Estate Planning Docs Investment-Related Nature: No Address of the Other Business: Palm Harbor, FL 34685 Nature of the Other Business: Provide document software to consumers. Position, Title, or Relationship: Owner Start Date of the Relationship: 10/2025 An estimate of the time spent on the OBA monthly: 20 hrs/mo

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-09
S65 Uniform Investment Adviser Law Examination 2008-07-28
  • S63 Uniform Securities Agent State Law Examination
    2011-09-09
  • S65 Uniform Investment Adviser Law Examination
    2008-07-28
Other Names
  • Rod Amicone
  • Rodney W. Amicone

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Palm Harbor, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor