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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2017-04-07 |
Branch Locations
2545 Highland Avenue Suite 100, Birmingham, AL 35205 • United States
Mountain Brook, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 10/2015 | 03/2017 |
| Tiaa | Birmingham | AL | 03/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Birmingham | AL | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-06 |
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