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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-23
TX RA APPROVED 2025-09-23
  • NY RA
    APPROVED
    Since 2025-09-23
  • TX RA
    APPROVED
    Since 2025-09-23

Branch Locations

130 S 5Th St. Upper, Lewiston, NY 14092 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 04/2011 09/2025
Cambridge Investment Research, Inc. Fairfield IA 09/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2025 Present
Previous Registrations
  • 2011-08-22 → 2025-10-08
    Barton, NY
    Binghamton, NY
    St Louis, MO
    Binghamton, NY
    Lewiston, NY
Other Businesses

1) INSURANCE, 130 S 5th St, Upper, Lewiston NY 14092, United States, 09/2025, Agent, Insurance/Benefits/Human Resources, INV REL, HR/MO: 10, HR/MO Trading: 10 2) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 09/23/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 3) HARBOR LANDING WEALTH PARTNERS, 130 S 5th St, Upper, Lewiston NY 14092, United States, 09/23/2025, President, 1099, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-25
  • S66 Uniform Combined State Law Examination
    2011-06-25
Other Names
  • Joseph Austin Dante

View on SEC IAPD

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