Brittany Nichole Frost

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2015-11-05
TX	RA	APPROVED	2015-10-21

AZ RA
APPROVED

Since 2015-11-05
TX RA
APPROVED

Since 2015-10-21

Branch Locations

14321 N. Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	07/2015	10/2020
The Vanguard Group, Inc.	Scottsdale	AZ	10/2020	Present

07/2015 → 10/2020

The Vanguard Group, Inc.

Malvern, PA
10/2020 → Present

The Vanguard Group, Inc.

Scottsdale, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD., MALVERN, PA 19355

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-10-02
S63	Uniform Securities Agent State Law Examination	2008-07-23

S66 Uniform Combined State Law Examination

2015-10-02
S63 Uniform Securities Agent State Law Examination

2008-07-23

Other Names

Brittany N Johnson

View on SEC IAPD

Employer firm

Current Employers

Vanguard Advisers, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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