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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-09-02 |
| TX | RA | APPROVED_RES | 2021-09-01 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yakima Real Estate Services | Yakima | WA | 08/2015 | 12/2018 |
| Ae Wealth Management, Llc/ F Joel Financial | Topeka | KS | 10/2013 | 05/2020 |
| New York Life Insurance Co | Spokane | WA | 11/2020 | 05/2021 |
| Nylife Securities Llc | Spokane | WA | 01/2021 | 05/2021 |
| Keller Williams | Yakima | WA | 01/2018 | 12/2019 |
| Unemployed | Yakima | WA | 06/2020 | 11/2020 |
| Rogers Financial Group, Llc D/B/A/ Rogers Financial Group | Yakima | WA | 05/2021 | 05/2021 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2021 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-12 |
| S65 | Uniform Investment Adviser Law Examination | 2014-01-02 |
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