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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-27
MO RA APPROVED 2012-07-24
  • TX RA
    APPROVED_RES
    Since 2013-03-27
  • MO RA
    APPROVED
    Since 2012-07-24

Branch Locations

4801 Main St, Kansas City, MO 64112 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 06/2012 Present
Bank Of America, N.A. Kansas City MO 12/2014 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-11-23
S65 Uniform Investment Adviser Law Examination 2010-11-09
  • S63 Uniform Securities Agent State Law Examination
    2010-11-23
  • S65 Uniform Investment Adviser Law Examination
    2010-11-09
Other Names
  • Kevin Leduff
  • Kevin Michael Leduff
  • Kevin Michael Leduff
  • Kevin Leduff
  • Kevin Michael Leduff

View on SEC IAPD

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