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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-03-12
TX RA APPROVED_RES 2018-01-02
  • CO RA
    APPROVED
    Since 2019-03-12
  • TX RA
    APPROVED_RES
    Since 2018-01-02

Branch Locations

2015 Clubhouse Drive Suite 202, Greeley, CO 80634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Uniondale NY 06/2008 Present
  • 06/2008 → Present
    Stifel Nicolaus
    Uniondale, NY
Other Businesses

1. Colorado Notary Public; 3093 Sedgwick Circle, Loveland, CO 80538; Notary Public; 12/04/2020; 1 Hour per Year; During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-20
  • S66 Uniform Combined State Law Examination
    2009-07-20

View on SEC IAPD

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