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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-26 |
| IL | RA | APPROVED | 2021-03-24 |
Branch Locations
801 Essington, Joliet, IL 60435 • United States
110 West Maple Street, New Lenox, IL 60541 • United States
826 East Ninth Street, Lockport, IL 60441 • United States
505 State St, Manhattan, IL 60442 • United States
Downers Grove, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors | New Lenox | IL | 04/2006 | Present |
| Lpl Financial Llc | New Lenox | IL | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - NEW LENOX, IL 2) 03/22/16 - Act in a Fiduciary Capacity - Children's Single Fund Trust - Investment Related - DOWNERS GROVE IL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-15 |
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