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Francis Noel Tran

Morgan Stanley

Mclean, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-10
VA RA APPROVED 2019-01-09
  • TX RA
    APPROVED_RES
    Since 2019-01-10
  • VA RA
    APPROVED
    Since 2019-01-09

Branch Locations

1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc Atlanta GA 05/2014 02/2018
Suntrust Advisory Services Atlanta GA 08/2016 02/2018
Suntrust Investment Services, Inc Atlanta GA 05/2018 12/2018
Suntrust Advisory Services, Inc Atlanta GA 05/2018 12/2018
Morgan Stanley Mclean VA 12/2018 Present
  • 05/2014 → 02/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 08/2016 → 02/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 05/2018 → 12/2018
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 05/2018 → 12/2018
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 12/2018 → Present
    Morgan Stanley
    Mclean, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-14
  • S66 Uniform Combined State Law Examination
    2012-09-14
Other Names
  • Francis Noel Tran
  • Francis Tran

View on SEC IAPD

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