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Oscar Rodriguez

Strategic Advisers LLC

Thousand Oaks, CA

Oxnard, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Oxnard, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Camarillo CA 11/2013 01/2020
Jp Morgan Chase Bank Camarillo CA 11/2013 01/2020
Morgan Stanley Private Bank, N.A Woodland Hills CA 07/2020 01/2021
Morgan Stanley Woodland Hills CA 06/2020 01/2021
Jp Morgan Chase Bank Oxnard CA 02/2021 10/2021
Jp Morgan Securities Llc Oxnard CA 02/2021 09/2021
Unemployed Oxnard CA 02/2020 05/2020
Fidelity Brokerage Services Llc Thousand Oaks CA 10/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2013 → 01/2020
    Jp Morgan Securities Llc
    Camarillo, CA
  • 11/2013 → 01/2020
    Jp Morgan Chase Bank
    Camarillo, CA
  • 07/2020 → 01/2021
    Morgan Stanley Private Bank, N.A
    Woodland Hills, CA
  • 06/2020 → 01/2021
    Morgan Stanley
    Woodland Hills, CA
  • 02/2021 → 10/2021
    Jp Morgan Chase Bank
    Oxnard, CA
  • 02/2021 → 09/2021
    Jp Morgan Securities Llc
    Oxnard, CA
  • 02/2020 → 05/2020
    Unemployed
    Oxnard, CA
  • 10/2021 → Present
    Fidelity Brokerage Services Llc
    Thousand Oaks, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-11-02 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Thousand Oaks, CA
  • 2021-02-23 → 2021-09-25
    J.P. Morgan Securities Llc
    Oxnard, CA
  • 2020-05-08 → 2021-02-02
    Morgan Stanley
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-08
S63 Uniform Securities Agent State Law Examination 2013-12-19
  • S66 Uniform Combined State Law Examination
    2020-05-08
  • S63 Uniform Securities Agent State Law Examination
    2013-12-19
Other Names
  • Oscar Rodriguez Lupercio
  • Oscar Rodriguez Lupercio
  • Oscar Rodriguez Lupercio

View on SEC IAPD

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ANDREW LOUIS TOSHIE
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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA

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