Daniel C Schwarber

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland Hills, CA
• 12/2009 → Present
  Bank Of America, N.A.
  Woodland Hills, CA

Other Businesses

I*: 1747306 Entity Type: Entity Charitable Name of OBA: S Family Foundation Address: Middletown, OH Investment Related: No Position, Title, Association: Board Member Employee Start Date: 03/15/2024 Number of Hours: 2 hrs monthly Number of Hours during trading:0 Duties: I have been asked to sit on the board of the Schwarber Family Foundation. The board seat would involve leadership for Kyle and Paige Schwarber's family foundation. Kyle and Paige's foundation provides opportunities for first responders and veterans to spend quality time together and supports nonprofits dedicated to addressing the unique needs of first responders and veterans, especially their children. I*2798270, Entity Type: , Name of OBA: D S, S S, S Family Trust, Address: Wilmette, Illinois, 60091, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 29-Aug-2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2009-11-05