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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-08 |
Branch Locations
250 E Olive Ave, Burbank, CA 91502 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
611 E Wilson Ave [Wilson & Glendale (07896)], Glendale, CA 91206 • United States
1416 E Colorado St, Glendale, CA 91205 • United States
2434 Honolulu Ave, Montrose, CA 91020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Pasadena | CA | 10/2011 | 11/2016 |
| Wells Fargo Bank, N.A. | Pasadena | CA | 07/2007 | Present |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, GLENDALE, CA, 100% OWNERSHIP WITH SPOUSE, START 2/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-07 |
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