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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-10-01 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
10466 Main Street, New Middletown, OH 44442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities, Llc | Dublin | OH | 04/2012 | 10/2019 |
| Stonex Securities Inc | Trumball | OH | 10/2019 | Present |
| Stonex Advisors Inc | Trumball | OH | 10/2019 | Present |
1) Daprile Insurance Group, LLC 3050 Elm Road NE Ste 3 Warren, OH 44483 Nature of Business: Property and Casualty Insurance Investment Related: Non-Investment Related Title: Owner Duties: Owner of property and casualty agency with locations in Warren and New Middletown Start Date: December 2011 Hours Devoted to Business: 100-120 hrs Hours Devoted to Business during Market Hours: 5-6 hrs 2)Crystal Court Enterprises 3050 Elm Road NE Ste 3 Warren, OH 44483 Nature of Business: Commercial real estate holding company Investment Related: Non-Investment Related Title: Managing Member Duties: property management of grounds and maintenance Warren and New Middletown Start Date: December 2015 Hours Devoted to Business: 4 hrs Hours Devoted to Business during Market Hours: 1 hrs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-08 |
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