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425 Walnut Street Suite 2260, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-01-23 |
| IN | RA | APPROVED | 2017-02-23 |
| OH | RA | APPROVED | 2017-02-23 |
| TX | RA | APPROVED | 2017-02-23 |
Branch Locations
425 Walnut Street Suite 2260, Cincinnati, OH 45202 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-11-11 |
Branch Locations
425 Walnut St # 2260, Cincinnati, OH 45202-3956 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Cincinnati | OH | 10/2014 | Present |
| Eukles Asset Management, Llc | Cincinnati | OH | 02/2017 | Present |
1) 10/17/2016 - Eukles Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 9/23/2011. 2) 3/15/2017 - Eukles Asset Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/23/2017 - 40 Hours Per Month/30 Hours During Securities Trading - I provide investment advisory services through Eukles Asset Management, LLC, an independent investment advisor firm. I started this business activity in February 2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-03 |
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