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Luke Thomas Johnson

Boreal Advisors LLC

New Brighton, MN

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Current Employers
Boreal Advisors Llc

929 Old Highway 8 Nw Suite 500, New Brighton, MN 55112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-24
MN RA APPROVED 2019-01-30
  • TX RA
    APPROVED_RES
    Since 2020-11-24
  • MN RA
    APPROVED
    Since 2019-01-30

Branch Locations

929 Old Highway 8 Nw Suite 500, New Brighton, MN 55112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 07/2008 02/2017
Ballast Advisors, Llc Arden Hills MN 02/2017 03/2019
Insurance Agent New Brighton MN 10/2017 Present
Boreal Advisor Llc New Brighton MN 01/2019 Present
  • 07/2008 → 02/2017
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 02/2017 → 03/2019
    Ballast Advisors, Llc
    Arden Hills, MN
  • 10/2017 → Present
    Insurance Agent
    New Brighton, MN
  • 01/2019 → Present
    Boreal Advisor Llc
    New Brighton, MN
Previous Registrations
Other Businesses

1 - Independent Insurance Agent, New Brighton, MN, Investment Related and Less than 5 Hours/Month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-16
  • S63 Uniform Securities Agent State Law Examination
    2008-07-16
Designations

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
LPL FINANCIAL LLC
THRIVENT INVESTMENT MANAGEMENT INC.
COMMONWEALTH FINANCIAL NETWORK
STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JULIE ANN ZIEGLER
BROOKS LEE STAPLES
ABEBI BAYO STAFFORD
ERIC JAMES LLEVA
DANIEL ALAN GRASSMAN
PAMALA KAY CROSS
BARRY LANIER OXTON
KYLE EVERETT NEUMANN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · New Brighton, MN
AMERIPRISE FINANCIAL SERVICES, LLC · NEW BRIGHTON, MN
EDWARD JONES · NEW BRIGHTON, MN
LPL FINANCIAL LLC · FRIDLEY, MN
AMERIPRISE FINANCIAL SERVICES, LLC · NEW BRIGHTON, MN
LPL FINANCIAL LLC · Fridley, MN
THRIVENT INVESTMENT MANAGEMENT INC. · New Brighton, MN
COMMONWEALTH FINANCIAL NETWORK · NEW BRIGHTON, MN

More in New Brighton, MN

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