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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
34921 Us Hwy 19 N Ste 370, Palm Harbor, FL 34684 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clearwater | FL | 04/2015 | 08/2019 |
| Bank Of America, N.A. | Clearwater | FL | 05/2015 | 08/2019 |
| Pruco Securities, Llc. | Palm Harbor | FL | 09/2019 | 11/2024 |
| Prudential Insurance Company Of America | Palm Harbor | FL | 09/2019 | Present |
| Lpl Enterprise, Llc | Palm Harbor | FL | 11/2024 | Present |
1) 03/25/2025- SARRMAR LLC- EMPOWER INSURANCE AND FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)-start date 08/22/2016- 180hrs/mnth-180hrs during trading 2) 03/11/2025- United Health care- Non-Variable Insurance- As is needed group life/health insurance coverage- inv. related- at Palm Harbor, FL- start date 03/01/2023- 5hrs/mnth-5hrs during trading 3) 04/16/2025- EMPOWER INSURANCE AND FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)-start date 10/16/2019- 160hrs/mnth-140hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-15 |
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