Seema Vanessa Ramroop

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
• 05/2015 → 08/2019
  Bank Of America, N.A.
  Clearwater, FL
• 09/2019 → 11/2024
  Pruco Securities, Llc.
  Palm Harbor, FL
• 09/2019 → Present
  Prudential Insurance Company Of America
  Palm Harbor, FL
• 11/2024 → Present
  Lpl Enterprise, Llc
  Palm Harbor, FL

Previous Registrations

• 2019-09-10 → 2024-11-14
  Pruco Securities, Llc.
  Tampa, FL
  Palm Harbor, FL
• 2015-04-24 → 2019-09-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL
• 2009-06-01 → 2015-04-30
  Morgan Stanley
  Palm Harbor, FL
• 2008-09-19 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palm Harbor, FL

Other Businesses

1) 03/25/2025- SARRMAR LLC- EMPOWER INSURANCE AND FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)-start date 08/22/2016- 180hrs/mnth-180hrs during trading 2) 03/11/2025- United Health care- Non-Variable Insurance- As is needed group life/health insurance coverage- inv. related- at Palm Harbor, FL- start date 03/01/2023- 5hrs/mnth-5hrs during trading 3) 04/16/2025- EMPOWER INSURANCE AND FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)-start date 10/16/2019- 160hrs/mnth-140hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2008-09-15